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| Individual
Portfolio Management |
| We manage
the investment portfolios of individuals, families, trusts,
estates, and retirement funds. Each account is positioned
to take into consideration the client’s current needs,
long-term goals, risk profile and other more personal issues
including political, social and economic concerns. Our ongoing
reviews and personal meetings help us to make adjustments
to take advantage of trends in the financial markets while
at the same time keep you on a steady, long-term course toward
your goals |
 |
Quarterly Account
Statements /
Ongoing Portfolio Reviews |
| We provide Quarterly
Account Statements and Ongoing Portfolio Reviews in an effort
to help you monitor your progress, we provide easy to read,
consolidated performance reports, and statements detailing
dollars allocated by asset class, year to date returns, as
well as reporting the cost basis of all investments. This
is a valuable accounting tool, especially during tax time. |
|
| Range of Client
Services |
| Through our broker/dealer
First Allied Securities we have access to thousands of mutual
funds, individual stocks and bonds, annuities, estate planning
and insurance products that are flexible and structured to
meet the changing lifestyles of our clients. In addition clients
have access to account information over the internet. |
| Family
Wealth Management |
| •
Asset Management |
| •
Portfolio Evaluation |
| •
Retirement Planning |
| •
College Education Planning |
| •
Asset Disposition & Re-Titling |
| •
Monthly Savings Programs |
| •
Cash Management / Checking |
| •
Life & Long Term Care Insurance |
| •
CA Insurance License #0D61384 |
|
| Income |
| •
FDIC Insured Certificates of Deposit |
| •
Treasury Bills, Notes, and Bonds |
| •
Corporate Bonds |
| •
Preferred Stocks |
| •
Ginnie Maes, FNMAs |
| •
Money Market Funds |
| •
Covered Option Writing |
|
| Tax
Savings |
| •
Estimated 1099 Reports |
| •
Realized Gains & Loss Reports |
| •
Federally Tax Free Municipal Bonds |
| •
Individual Retirement Plans |
| •
Trust Accounts |
| •
401K & 403B Plans |
| •
Tax Free Mutual Funds |
| •
Charitable Gifting |
|
| Growth |
| •
Individual Stocks |
| •
Mutual Funds / UIT / ETF |
| •
Closed End Funds |
| •
Options / Leaps |
| •
Foreign Securities / ADRs |
| •
Private Money Managers |
|
|
|
| Fee Schedule |
| Our fees are
based on the value of your assets under management, not on
transaction activity. This arrangement eliminates bias in
our investment decisions and avoids potential conflicts of
interest. We offer the continuous supervision of your investments. |
| $25,000
- $100,000 1.50% |
| $100,001
- $1.5 Million 1.00% |
| $1.5
Million - $2 Million .50% |
| $2.5
Million & Above .25% |
|
| Fees are payable
quarterly in advance and are based upon Pacific Asset Management’s
quarterly valuations of assets under management. Transaction
charges of $24 to $35 dollars plus $.015 cents per share on
NYSE securities generally apply. Options trading may incur
additional transaction costs. For a more complete description
of fees and services provided, please refer to the Investment
Management Agreement. |
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